Can vendors help dealers meet the markup disclosure rules?
02/16/2018 SECURITIES LAW
Third-party vendor products to help dealers comply with soon-to-be effective markup disclosure requirements are hitting the market as the industry holds out hope for a compliance extension.
Municipal Securities Rulemaking Board rule amendments, which will require dealers to disclose their markups and markdowns in retail transactions, are set to become effective on May 14 and vendors are now optimistic that they have products available that will help dealers comply with the rules. open website